Alston & Bird hosts monthly client seminars designed to provide current, relevant information about today’s legal issues. At this program, Peter Barwick, Tara Castillo and William Marcuda discussed the SEC's recent rules under the Dodd-Frank Wall Street Report and Consumer Protection Act regulating both registered and non-registered offerings of asset-backed securities. The following topics were covered during the program.
- Rule 193 issuer due diligence review of pool securitized assets and disclosure of the nature, findings and conclusions of review in registered public offerings of asset-backed securities
- Underwriter reaction to new reporting requirements
- Rule 15Ga-1 issuer reporting and disclosure requirements with respect to past and future repurchase or replacement activity arising from breaches of representations and warranties relating to pool of securitized assets in registered and non-registered offerings of asset-backed securities
- A discussion on industry approach to Rule 15Ga-1 reporting and disclosure obligations
March 15, 2012
4:00pm - 5:00pm
Omni Charlotte Hotel /132 East Trade Street /Charlotte, NC 28202