David Baum will be a key speaker on the panel "New Rules - Liquidity and Reporting Requirements" at this event hosted by The Gemini Companies.
Dive into the details of the SEC’s recently adopted Rule 22e-4, which requires liquidity risk management programs for funds. Learn about required risk management programs, fund classification categories, and more. We’ll also explore amendments that have been made to Rule 22c-1 of the 1940 Act that give funds the option to adopt “swing pricing,” a liquidity management tool, whereby transacting shareholders would bear the costs associated with fund transactions made in connection with their purchases or sales of fund shares.
For more information click here.
April 24-26, 2017
New Orleans Marriott / New Orleans, LA