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Paul M. Architzel

Partner


Paul Architzel is a member of Alston & Bird’s Financial Services & Products Group in the Washington, D.C. office. Mr. Architzel focuses his practice on all areas of commodity futures regulation, including the formation and regulation of commodity pools and commodity trading advisors. He also has extensive experience in the regulation of exchanges, clearing houses and futures commission merchants and with over-the-counter derivatives.

Prior to joining the firm, Mr. Architzel was chief counsel of the Division of Market Oversight at the Commodity Futures Trading Commission for more than 20 years. He was the main architect of the new framework for futures market regulation, codified by the Commodity Futures Modernization Act of 2000 (CFMA), and wrote the CFTC’s rules for regulated and exempt markets. In recognition of this work, he was granted the Presidential Rank Award of “Distinguished Executive” in 2000. Paul was a member of the commission’s Staff Task Force on Off-exchange Instruments and also worked with the Division of Market Oversight’s program for market surveillance and with the Division of Enforcement in responding to manipulative situations.

Representative Experience

  • Served as the chief regulatory counsel to a new U.S. exchange advising it with respect to, and managing, all aspects of its application for designation as a U.S. contract market.
  • Regulatory counsel to a futures clearing house.
  • Counsel to a major non-U.S. derivatives exchange, providing advice with respect to compliance with U.S. futures and securities regulatory requirements.
  • Counsel to a major commodity pool operator and commodity trading advisor providing advice with respect to pool formation and ongoing regulatory compliance.


Publications
September 2008
"CFTC Reauthorization Strengthens Oversight of Exempt Energy Platforms and Foreign Currency Dealers," Derivatives: Financial Products Report, September 2008.
June 2008
"Blueprint for Regulatory Reform; Is a Choice-of-Regulator MOU a Better Interim Solution?" Futures and Derivatives Law Report, June 2008.
March 2007
"CFTC Adopts New Exchange Governance Requirements," Futures & Derivatives Law Report, March 2007.

Paul M. Architzel

The Atlantic Building
950 F Street, NW
Washington, D.C. 20004-1404
Phone: 202-239-3492
Fax: 202-654-4893

Education

  • The George Washington University
    (J.D., 1978)
  • State University of New York
    (B.A., 1975)

Admitted to Practice

  • District of Columbia