Leah will serve on the panel "The Fiduciary Rule Aftermath - Best Practices for RIAs." It will cover what the fiduciary rule means for your business across retirement plans and rollovers.
Doug will serve on the panel "Lessons Learned from Litigation." From investment policy statements to rigorous documentation, retirement plan advisers have a range of tools and practices to ensure they run a compliant plan. Recent retirement plan lawsuits about investments, fees, administration and conflicts of interest create a vibrant curriculum of warnings for advisers to heed.
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September 12-14, 2016
JW Marriott Grand Lakes / Orlando, FL