Lisa Bugni will be a key speaker during the session “Liability for Securities Law Violations” at this event hosted by the Practising Law Institute (PLI).
Whether you are new to the field or seeking a quick refresher or an update, this is the securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners as well as SEC staff. Emphasis will be placed on the interplay among the Securities Act of 1933, Securities Exchange Act of 1934, Sarbanes–Oxley Act, Dodd–Frank Act, JOBS Act, securities-related provisions of the FAST Act, related SEC regulations, and significant legislative and regulatory changes and proposals made in the wake of the 2016 election. Our expert faculty will show how securities lawyers can solve practical problems that arise in the context of public and private offerings, SEC reporting, mergers and acquisitions, and other common corporate transactions.
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September 27, 2017
University of Chicago Gleacher Center