In the News August 24, 2017

The Hedge Fund Law Report | SEC Review of Cybersecurity Finds Gains Since 2017, but Cites Gaps in Training and Compliance

Michael Saarinen comments on a recent SEC National Exam Program risk alert assessing industry practices and legal and compliance issues associated with cybersecurity preparedness among broker-dealers, investment advisers, and investment companies.
Media Contact
Alex Wolfe
Communications Director
Phone: 212.210.9442

This website uses cookies to improve functionality and performance. For more information, see our Privacy Statement. Additional details for California consumers can be found here.