In the News August 24, 2017

The Hedge Fund Law Report | SEC Review of Cybersecurity Finds Gains Since 2017, but Cites Gaps in Training and Compliance

Michael Saarinen comments on a recent SEC National Exam Program risk alert assessing industry practices and legal and compliance issues associated with cybersecurity preparedness among broker-dealers, investment advisers, and investment companies.
Media Contact
Nicholas Clarke
Senior Communications Manager
Phone: 212.210.1222
This website uses cookies to improve functionality and performance. By continuing to browse this site, you are consenting to the use of cookies on this website. For details, see our Privacy Statement