- Established an alternative investment fund platform for an institutional investment manager.
- Counsel to the managed futures group of a major investment bank in connection with the formation and ongoing compliance of multitiered commodity pools.
- Representing institutional investors (foundations, endowments, family offices) making investments in private equity funds.
- Counsel to an independent investment adviser in connection with the structure of a master-feeder fund.
- Representing high-net-worth clients on investments in private equity funds and hedge funds.
- Advising a registered investment company, its board, and adviser on disclosure, compliance, and operational issues.
- Counsel to institutional clients on Securities Exchange Act reporting requirements.
- Represented a commodity pool operator registering with the CFTC and NFA.
- Counsel to operators and trading advisors in connection with compliance with and exemptions from CFTC regulations.
Senior Associate,
- Phone: 212.210.9521
- Email: allison.muth@alston.com
Investment management clients come to Allison for counsel on their fund formation and compliance matters. She also advises clients on the intricacies of federal statutes and regulations involving operator and adviser registrations and related exemptive relief.