- Defended various companies and executives in SEC and DOJ investigations alleging securities fraud schemes, financial reporting and disclosure issues, registration violations, and corporate governance issues.
- Secured a favorable settlement for a real estate investment vehicle in a derivative action alleging fraud and misappropriation of funds.
- Resolved multiple False Claims Act investigations and qui tam actions against financial institutions, securing government declinations and the dismissal of a $2.3 billion suit.
- Secured a favorable settlement for a financial institution facing whistleblower retaliation claims under the Sarbanes-Oxley Act (SOX) and the Dodd-Frank Act.
- Provided compliance advice on securities law matters, including corporate governance and whistleblower issues, public disclosure obligations, applicability of the Foreign Corrupt Practices Act (FCPA), and SEC and FINRA data retention requirements.
Senior Associate,
- Phone: 404.881.7987
- Email: matt.newman@alston.com
Corporations, financial institutions, and their officers and directors look to Matt to help them with their complex securities litigation and regulatory matters.