General Publications 2019

“Multinational Aspects of SEC Investigations,” in SEC Compliance and Enforcement Answer Book (2020 Edition), Practising Law Institute, 2019.

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This chapter provides an overview of multinational investigations and answers questions regarding the ways in which the SEC is able to obtain documents and to investigate across borders. In addition, it addresses some of the major pitfalls individuals and businesses face when responding to an SEC enforcement inquiry or performing an internal investigation that spans the globe.
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