- Counsel to registered investment companies, and their boards or investment advisers, on organization, registration, disclosure, compliance, and operational issues.
- Counsel to a variety of public and private companies on investment company status issues under the securities laws.
- Counsel to interval funds in registering their initial public offerings and ongoing regulatory and compliance matters.
- Counsel to registered 1940 Act tender offer closed-end funds on initial structuring matters and in their initial public offerings and ongoing regulatory and compliance matters.
- Counsel to master-feeder fund structures and fund structuring matters.
- Counsel to registered 1940 Act investment funds on compliance and regulatory matters.
- Represented the first-ever public, non-listed business development company (BDC) in its initial public offering.
- Counsel to non-listed BDCs registering over $15 billion in their initial public offerings and follow-on offerings.
- Represented the founders on the establishment of a new asset management business and the formation and capitalization of private equity funds, including the formation and capitalization of international co-investment funds.
- Represented public and private mortgage investment funds on fund formation and securities offering matters, as well as ongoing compliance matters.
合伙人,
Martin’s broad experience advising public and private investment funds on complex securities and structuring matters includes more than $30 billion in capital-raising transactions. An active participant in investment management organizations and a frequent speaker, he provides insight to fund sponsors and investment management companies seeking to structure innovative investment fund offerings.