Blake Estes is a panelist on “The New SEC Investment Adviser Marketing Rule – What to Know” webinar hosted by the Institute for Portfolio Alternatives.
The webinar focuses on the SEC’s much anticipated advertising and solicitation rule changes reflected in the new adviser marketing rule. The panel will discuss the definition of advertisement, explore issues raised with revised antifraud obligations, discuss changes to solicitation and cash referral, general disclosure, and use of testimonials and new standards for reflection of performance.
For more information, click here.