Seminar May 3-5, 2017

Building and Developing an Inventory of Risks

Event Detail
Michael D. Saarinen
May 3-5, 2017
Palm Beach Gardens, FL
Michael Saarinen was a speaker during this event hosted by the ACA Compliance Group.

The SEC requires that firms identify their risks so that they then can put in place appropriate control to mitigate those risks. Many firms struggle to create a risk inventory that is properly tailored and customized to their advisory business. Panelists discussed common risk areas and techniques on how to identify them in order to build out a comprehensive and meaningful risk inventory for your firm.

For more information click here.

May 3-5, 2017
PGA National Resort & Spa / Palm Beach Gardens, FL
Meet The Speakers
Media Contacts
Nicholas Clarke
Senior Communications Manager
Phone: 212.210.1222

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