Seminar September 23-25, 2019

IPAVision 2019 and Due Diligence Symposium

Event Detail
Rosemarie A. Thurston, Martin H. Dozier, Jason Goode
September 23-25, 2019 Eastern Standard Time
Fairmont Royal York
Toronto, Ontario

Rosemarie Thurston, Martin Dozier, and Jason Goode will speak at the IPAVision 2019 and Due Diligence Symposium.

Rosemarie Thurston will speak on the panel “Borrowed Wisdom: A Peer-to-Peer Discussion on the Dynamics of a New Publicly Registered Offering.” The panel will provide perspective on effectively offering a new public security and discuss how other sponsors have mitigated risk, managed costs, and effectively delivered a new public product to market.

Martin Dozier will speak on the panel “Understanding and Maximizing the Rise of Interval Funds.” The panel will examine the major differences between closed-end fund structures and take a closer look at the assets inside the funds.

Martin Dozier and Jason Goode will speak on the panel “Direct Access: Examining the IPA’s Regulatory Priorities.” The panel will examine the legislative issues affecting the portfolio diversifying investments industry and review current regulatory priorities from the SEC, FINRA, and NASAA, including a look at regulation best interest.

For more information, click here.

Meet the Speakers
Media Contacts
Alex Wolfe
Communications Director
Phone: 212.210.9442

This website uses cookies to improve functionality and performance. For more information, see our Privacy Statement. Additional details for California consumers can be found here.