Rosemarie Thurston, Martin Dozier, and Jason Goode will speak at the IPAVision 2019 and Due Diligence Symposium.
Rosemarie Thurston will speak on the panel “Borrowed Wisdom: A Peer-to-Peer Discussion on the Dynamics of a New Publicly Registered Offering.” The panel will provide perspective on effectively offering a new public security and discuss how other sponsors have mitigated risk, managed costs, and effectively delivered a new public product to market.
Martin Dozier will speak on the panel “Understanding and Maximizing the Rise of Interval Funds.” The panel will examine the major differences between closed-end fund structures and take a closer look at the assets inside the funds.
Martin Dozier and Jason Goode will speak on the panel “Direct Access: Examining the IPA’s Regulatory Priorities.” The panel will examine the legislative issues affecting the portfolio diversifying investments industry and review current regulatory priorities from the SEC, FINRA, and NASAA, including a look at regulation best interest.
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