Alston & Bird will present the second webinar, “Managing Enforcement Risk in Volatile Markets: Tips and Best Practices for Advisers and Funds” in the Investment Management Webinar Series.
Joey Burby, Paul Monnin, and Tod Sawicki will discuss current insider trading, whistleblowers, compliance officer liability, PPP loan disclosure, and SEC enforcement issues impacting advisers and funds.
CLE: These programs are provided as a complimentary service to clients and friends of Alston & Bird. CLE credit is pending for Georgia, Texas, California, New York, Pennsylvania, and Missouri. Additional states may be available upon request.
To view a recording of this webinar, click here.
Questions? Megan Belliveau at email@example.com or 202.239.3134.