Webinar December 3, 2021

28th Annual Securities Litigation and Regulatory Practice CLE Virtual Seminar

Event Detail

Paul Monnin and BJ Stieglitz will co-chair the 28th Annual Securities Litigation and Regulatory Practice seminar hosted by the Atlanta Bar Association. This seminar will focus on recent securities litigation and enforcement developments. BJ will also moderate a conversation with acting Deputy Assistant Attorney General Lisa Miller for the “Securities Litigation at the Department of Justice” session.

Other featured panels and speakers include:

  • Current Priorities: A Conversation with Commissioner Allison Herren Lee: Allison Herren Lee – SEC, Commissioner
  • SEC & DOJ Enforcement: Priorities, Recent Developments, and Best Practices: Justin Jeffries – SEC, Atlanta Regional Office, Associate Director, Enforcement; CeCe Baute Mavico – LPL Financial LLC, Senior Vice President, Head of Regulatory Strategy and Special Investigations; Jane Norberg – Arnold & Porter, partner; Avi Perry – DOJ, Acting Chief, Market Integrity & Major Frauds Unit, Fraud Section, Criminal Division
  • Securities Litigation: Tips and Traps in Civil and Administrative Enforcement Actions: Hon. Steven D. Grimberg – U.S. District Judge, Northern District of Georgia; Joshua Mayes – Robbins Alloy Belinfante Littlefield LLC, trial attorney (former SEC Senior Trial Counsel); Kevin Muhlendorf – Wiley Rein LLP, partner (former DOJ Assistant Chief, Fraud Section, Criminal Division, and former SEC Senior Counsel); Brian Rubin - Eversheds Sutherland LLP, partner (former Deputy Chief Counsel of Enforcement, FINRA and former SEC Senior Counsel)

For more information, click here.

Media Contacts
Nicholas Clarke
Communications Director
Phone: 212.210.1222

This website uses cookies to improve functionality and performance. For more information, see our Privacy Statement. Additional details for California consumers can be found here.