Webinar March 17, 2022

21st Annual Institute on Securities Regulation in Europe

Event Detail
Albert B. Stieglitz, Jr.
March 17, 2022 Eastern Standard Time

BJ Stieglitz is speaking at the 21st Annual Institute on Securities Regulation in Europe program hosted by the Practising Law Institute. The three-day program focuses on the application of U.S. securities law in the EU and will offer practical guidance based on recent developments in market activity and enforcement. BJ is speaking on the “Enforcement Programmes and Priorities in Europe and the U.S.” panel. Topics include:

  • Investigations, charging, and settlement issues in multicountry enforcement 
  • Cooperation and coordination between U.S. and UK regulators versus cumulative enforcement
  • UK senior manager regime and impact on U.S. companies 
  • UK and U.S. regulator expectations of companies in responding to investigations
  • Credit for self-reporting and cooperation 
  • Fines, sanctions, and “piling on” considerations 
  • Regulatory scrutiny of independence and conduct of internal investigations 
  • Individual vs. enterprise prosecutions
  • How best to achieve deterrence 
  • The future of monitors

For more information, click here.

Media Contacts
Alex Wolfe
Communications Director
Phone: 212.210.9442

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