Webinar June 5, 2024

Structured & Warehouse CLE Training: 40 Act and Volcker Rule

Event Detail
David J. Baum
June 5, 2024
12:30 PM - 1:30 PM Eastern Standard Time

Please join us for a Structured team training led by David Baum. Topics will include:

  • Investment Securities
  • Investment Company Exceptions
  • Rule 3a-7

CLE credit will be applied for where applicable.

Questions?

Contact Kerry Blanch.

Meet The Speakers
Media Contacts
Alex Wolfe
Communications Director