Paul Monnin will co-chair this program hosted by the Atlanta Bar Association, and Amie Benedetto will speak on the panel “Current Events, Compliance: Regulatory Best Practices and Tips for Registered Investment Advisers, Broker-Dealers, and Managed Funds.”
Featuring remarks from senior SEC officials, as well as panels comprised of financial service industry executives, the program will cover a range of topics critically relevant to corporate counsel, compliance professionals, securities enforcement counsel, and others. Speakers will cover recent enforcement developments, SEC enforcement priorities for 2026 and beyond, and regulatory best practices for registered investment advisers, broker-dealers, and managed funds.