Financial Services / Investment Funds Advisory | FinCEN Delays Enforcement of Investment Adviser AML/CFT Rule | News & Insights

Advisories July 28, 2025

Financial Services / Investment Funds Advisory | FinCEN Delays Enforcement of Investment Adviser AML/CFT Rule

Our Financial Services and Investment Funds Teams examine why the Financial Crimes Enforcement Network (FinCEN) is delaying the effective date for the Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT) program requirements by two years.

Advisories September 5, 2024

Financial Services / Investment Funds / White Collar, Government & Internal Investigations Advisory | Investment Advisers Face New AML/CFT Compliance Obligations from FinCEN

Our Financial Services, Investment Funds, and White Collar, Government & Internal Investigations Teams break down the latest Financial Crimes Enforcement Network (FinCEN) rule investment advisers must prepare for.

Advisories July 2, 2025

Investment Funds Advisory | FATF Updates Grey List of Monitored Jurisdictions

The Financial Action Task Force (FATF) has updated its listings of jurisdictions under increased monitoring (the “grey list”) and high-risk jurisdictions subject to a call for action (the “black list”). Our Investment Funds Team examines what investment advisers need to know about the June 2025 changes.

Advisories April 14, 2021

Financial Services & Products Advisory: SEC Raises More Red Flags over Broker-Dealer AML Compliance

The SEC’s thoughts on anti-money laundering cost more than a penny stock. Our Financial Services & Products Group examines a new risk alert from the Division of Examinations and what it means for future enforcement.

Advisories January 4, 2021

Financial Services & Products Advisory: New Legislation Brings Sweeping Changes to the U.S. AML Regime

Our Financial Services & Products Group studies the newly enacted anti-money laundering provisions of this year’s National Defense Authorization Act.