- Assisted a client in launching a privately offered, 1940 Act registered investment fund by preparing registration statements and assisting with compliance measures, per SEC regulations.
- Assisted a private fund client in forming a new fund complex, establishing both onshore and offshore vehicles and coordinating regulatory and documentation requirements across multiple jurisdictions.
- Assisted in negotiating multiple complex foreign and domestic brokerage and placement agreements for a multinational client, addressing cross-border regulatory issues and securing favorable terms in transactions.
Robert M. Bender, III
Associate,
- Phone: +1 212 905 9360
- Email: trey.bender@alston.com
Trey’s background in the corporate and volunteer world allows him to address client matters with an objective eye and global overview, creating a clear path to overcome the complex regulations and requirements of the fund industry.