- Analyzed the Investment Company Act of 1940 and drafted legal opinions regarding a client’s investment company status, the availability of statutory exemptions, and regulatory compliance obligations.
- Assisted a client with the formation of a new fund complex and the launch of 12 additional open- and closed-end series.
- Conducted quarterly due diligence reports for a client by analyzing and reviewing Forms 10-K, 10-Q, and 8-K.
Tiffany Deplas
Associate,
- Phone: +1 212 905 9363
- Email: tiffany.deplas@alston.com
Tiffany’s keen eye for detail and her service-oriented approach reassures her clients as they navigate the rules and requirements of funds transactions.