Seminar March 4 – 7, 2018

2018 UPPO Annual Conference

Event Detail
Kendall L. Houghton, Ethan D. Millar
March 4 – 7, 2018
Tampa Marriott Waterside
Tampa, FL
Kendall Houghton and Ethan Millar were speakers at this event hosted by UPPO.

Kendall Houghton lead a discussion titled “Industry Focus: Securities Compliance.“ Explore hot compliance issues for holders in the securities industry, including unique dormancy triggers, due diligence requirements (including SEC 17 Ad-17), and report and delivery considerations.

Ethan Millar lead a discussion titled “Legislative and Litigation Update.” Following a busy year in state houses and court rooms nationwide, get a recap of 2017's most relevant activity.

For more information click here.
Media Contacts
Nicholas Clarke
Senior Communications Manager
Phone: 212.210.1222

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