Seminar March 5-6, 2020

2020 IAA Investment Adviser Compliance Conference

Event Detail
Kimberly Kiefer Peretti
March 5-6, 2020
JW Marriott
Washington, D.C.

Kim Peretti will speak on the breakout session panel “Cybersecurity as a Second Language: Increasing Cybersecurity Fluency” at this conference hosted by the Investment Adviser Association (IAA).

At this breakout session, hear about the latest risks and trends in cybersecurity preparedness arising from recent SEC risk alerts and cyber sweep examinations, including those relating to fund transfers, third parties, detection of unauthorized activity, and cloud-based networks, and learn about effective training methods to keep awareness of security threats front and center. What standards are expected for advisers with limited resources – and which are merely nice to have? What does the SEC expect a CCO to know/be responsible for? How fluent should the CCO be in talking about and understanding the technical elements of an adviser’s cybersecurity program?

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Media Contacts
Alex Wolfe
Communications Director

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