Webinar April 15, 2020

Regulatory Relief – Financial Regulatory Response to the Global Pandemic and What More Is Required

Event Detail
Alexander J. Park
April 15, 2020

Alex Park will be a speaker for the Institute for Portfolio Alternatives webinar Regulatory Relief – Financial Regulatory Response to the Global Pandemic and What More Is Required. Financial regulators have been closely monitoring the impact of COVID-19 on their registrants and the financial markets. The SEC, FINRA, NASAA, and state securities regulators each have response centers tracking orders, guidance, extensions, and other regulatory measures to provide this needed relief.

This webinar will focus on those regulatory developments and whether the relief extended is sufficient to address the unique and immediate concerns of companies and intermediaries in the current environment. The discussion will also include consideration of how regulatory enforcement is being handled and how this crisis compares to the last financial crisis and the regulatory measures taken.

For more information, click here.

Meet The Speakers
Media Contacts
Nicholas Clarke
Senior Communications Manager
Phone: 212.210.1222

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