Seminar November 2, 2021

IPAConnect 2021 - Unlisted Closed End Funds: Interval and Tender Offer

Event Detail
Martin H. Dozier
November 2, 2021
Sheraton New York Times Square Hotel
New York, NY

Martin Dozier will moderate the panel, “Regulatory and Compliance Landscape” at the 2021 IPAConnect - Unlisted Closed End Funds: Interval and Tender Offer. This panel will discuss the salient features of the 1940 Act regulatory structure for RCEF’s and relevant benefits and safeguards for BD’s, RIA/FA’s and investors derived therefrom. Panel may also address SEC, FINRA, tax & compliance considerations.

To learn more, click here.

Meet The Speakers
Media Contacts
Nicholas Clarke
Communications Director
Phone: 212.210.1222

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