Investment News | Crackdown Showdown: Serious Cybersecurity Enforcement Is Coming in 2019, but are Advisers Ready?

The Securities and Exchange Commission (SEC) has retracted 14 rule proposals issued in 2022 and 2023. Our Investment Funds Team examines what the SEC’s withdrawal means for investment advisers going forward.

Our Investment Funds and White Collar, Government & Internal Investigations Groups discuss what investment fund advisers and broker-dealers should know about the Securities and Exchange Commission’s Division of Examinations’ priorities for fiscal year 2025.

The SEC has released its Examination Priorities: Fiscal Year 2025 (“Examination Priorities”), which may be a useful roadmap to SEC-registered investment advisers, exchanges, and other entities subject to routine examination by the SEC Division of Examinations (“EXAMS”). The Examination Priorities represent the EXAMS Staff’s identification of areas of heightened risks to investors and/or the integrity […]

The post SEC 2025 Examination Priorities Indicate Sustained Focus on Cybersecurity & Data Protection appeared first on Alston & Bird Privacy, Cyber & Data Strategy Blog.

Keep up with what’s happening in privacy, data security, and all things cyber – from rulemaking for the Cyber Incident Reporting for Critical Infrastructure Act (CIRCIA) to the EU’s new AI Act – from our Privacy, Cyber & Data Strategy Group.