Bloomberg Law | SEC to Unveil New Oversight for Proxy Firms ISS, Glass Lewis

Our Securities Group analyzes two sets of final rules from the Securities and Exchange Commission that increase the accuracy and transparency of information investors receive from proxy advisory firms and clarify how an investment adviser’s fiduciary duty relates to an adviser’s proxy voting.

Our Securities Group explains how issuers can maintain compliance with federal and state laws and regulations for holding their annual meetings in the midst of the coronavirus pandemic, including notification and holding virtual meetings.

Our Securities Group analyzes two sets of proposed rules from the Securities and Exchange Commission that would change proxy statements and proxy voting disclosures.