Webinar May 26, 2021

Is Your Pricing Methodology Compliant with Rule 2a-5?

Event Detail

David Baum and Martin Dozier discussed the SEC’s new Rule 2a-5 during a webinar panel hosted by RiskSpan.

The SEC’s new rule has important ramifications for anyone in the business of pricing hard-to-value instruments. It requires valuation practitioners to demonstrate good faith in implementing and following defensible and transparent processes. Topics included:

  • What the new requirements are
  • Who is impacted and when
  • Implementation best practices
  • Potential issues with Rule 17a-7
  • Modeling considerations, including assumptions, back-testing, calibration, and data management

For more information, click here.

Media Contacts
Alex Wolfe
Communications Director

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