Investment Management, Trading & Markets Symposium

Overview Panel 1: Investing in Digital Assets Panel 2: Secondaries: State of the U.S. and European Markets Panel 3: Real Assets Opportunities: Closing the Infrastructure Gap and Accelerating Global Energy Transition Panel 4: Key SEC Enforcement Trends and Developments for 2021 Panel 5: Opportunity Zones and Real Estate Funds

Investment Management, Trading & Markets Symposium

Panel 4: Key SEC Enforcement Trends and Developments for 2021

Tuesday, June 8, 2021
11:00 am – 12:00 pm ET |  8:00 am – 9:00 am PT | 4:00 pm – 5:00 pm BST 

The fourth webinar in a series delivered by our Investment Management, Trading & Markets team. Hear from our panelists about key SEC enforcement developments and trends for 2021.

Moderator:

Tim Fitzmaurice, Senior Associate, Alston & Bird

Speakers:

Mel Gworek, Executive Director, UBS Financial Services Inc.

Brian Jenks, Executive Director, Morgan Stanley

Dr. Jennifer Marietta-Westberg, Principal, Cornerstone Research

Jane Shahmanesh, Managing Director, Adherence, LLC

 

 

CLICK HERE TO REGISTER

 

Questions? Please contact Megan Belliveau at megan.belliveau@alston.com or 202-239-3134.

This website uses cookies to improve functionality and performance. For more information, see our Privacy Statement. Additional details for California consumers can be found here.