Investment Management, Trading & Markets Symposium

Investment Management, Trading & Markets Symposium

Panel 4: Key SEC Enforcement Trends and Developments for 2021

Tuesday, June 8, 2021
11:00 am – 12:00 pm ET |  8:00 am – 9:00 am PT | 4:00 pm – 5:00 pm BST 

The fourth webinar in a series delivered by our Investment Management, Trading & Markets team. Hear from our panelists about key SEC enforcement developments and trends for 2021.


Tim Fitzmaurice, Senior Associate, Alston & Bird


Mel Gworek, Executive Director, UBS Financial Services Inc.

Brian Jenks, Executive Director, Morgan Stanley

Dr. Jennifer Marietta-Westberg, Principal, Cornerstone Research

Jane Shahmanesh, Managing Director, Adherence, LLC





Questions? Please contact Megan Belliveau at or 202-239-3134.

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