Seminar September 13, 2018

Alston & Bird’s Investment Management, Trading & Markets Symposium

Alston & Bird will host this live seminar from our New York office. Learn about key developments and issues facing the investment industry and what you need to do to prepare.


(All times listed are Eastern)
2:30 – 3:00 p.m. Registration
3:00 p.m. Presentation 
Reception immediately following

Plenary Session

Trends in Cybersecurity Compliance

  • Kim Peretti, Co-leader of the Cybersecurity Preparedness & Response team,
    Alston & Bird (moderator)
  • Timothy Howard, Co-Chief, Complex Frauds and Cybercrime Unit, U.S. Attorney's Office, Southern District of New York 
  • Jason Rouse, Chief Information Security Officer, Bloomberg
  • Xinping Zhu, Legal and Compliance, Morgan Stanley

Roundtables - Session 1

Securities Regulatory Update / SEC Exam Priorities for Private Fund Managers

  • Kris Hinson, Partner, Alston & Bird (moderator)
  • Sean Dailey, Vice President, Legal, Prospect Capital Management
  • Christopher Mendez, General Counsel and Chief Compliance Officer, Semper Capital Management, LP
  • Mike Saarinen, Partner, Alston & Bird

Real Estate and Other Illiquid Asset Classes

  • Tim Selby, Partner, Alston & Bird (moderator)
  • Amie Benedetto, Counsel, Alston & Bird
  • Mustufa Salehbhai, Co‐head of Legal, Morgan Stanley Investment Management Private Investing
  • David Sher, Co-CEO, Greenbacker Capital

Interval Funds and Business Development Companies

Roundtables - Session 2

Managed Futures Funds and Other Alternative Mutual Funds

  • Tim Selby, Partner, Alston & Bird (moderator)
  • David Baum, Partner, Alston & Bird
  • Julie DeMatteo, Managing Director of Asset Management Division, Oasis Investment Strategies LLC
  • Maureen O’Toole, Head of Managed Futures, Morgan Stanley Investment Management

Derivatives Update: LIBOR Replacement and Technological Developments for Documentation

  • Blake Estes, Counsel, Alston & Bird (moderator)
  • Willa Cohen Bruckner, Partner, Alston & Bird
  • Michael Haley, Product Manager, AlphaPoint
  • Philip Levy, Executive Director, Legal and Compliance, Morgan Stanley Investment Management
  • Mark New, Senior Counsel, Americas, International Swaps and Derivatives Association, Inc. (ISDA)
  • Kevin Stein, Legal and Compliance, BNP Paribas Asset Management

Enforcement and Regulatory Compliance Trends

This seminar is provided as a complimentary service to clients and friends of Alston & Bird LLP. CLE credit is approved for New York.

Please contact or 202.239.3710.

Media Contacts
Alex Wolfe
Communications Director

This website uses cookies to improve functionality and performance. For more information, see our Privacy Statement. Additional details for California consumers can be found here.